Comply: Coming clean about brokers' finances

(Reuters) - Brokers are in a tricky spot when their own financial picture is less than rosy: They are not allowed to keep their worst problems a secret.

Source: http://feeds.reuters.com/~r/news/wealth/~3/2dLKU7me9nI/us-broker-finances-idUSBRE85J0ZY20120620

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